Series 82

Series 82
An exam administered by the Financial Industry Regulatory Authority (FINRA) for individuals seeking to become private securities offering representatives. A person who passes the Series 82 can only offer private placement offering on original issues. These securities are sold to private investors (often institutional funds like pensions or mutual funds) directly, rather than to the public as with an IPO.

The test consists of 100 questions taken over 150 minutes. A score of 70% or better is required for passing.

The creation of the Series 82 was mandated under the Gramm-Leach-Bliley Act of 1999. It is a very limited exam and should only be taken by people who do not wish to engage in the sales or marketing of any other securities such as stocks or bonds. Also, the Series 82 only makes one eligible to participate in the primary offering of private placements, not in any secondary market trading.


Investment dictionary. . 2012.

Игры ⚽ Нужно решить контрольную?

Look at other dictionaries:

  • Series 40 — based Nokia 6300 Series 40 is a software platform and application user interface (UI) software on Nokia s broad range of mid tier feature phones, as well as on the Vertu line of luxury phones. It is the world s most widely used mobile phone… …   Wikipedia

  • Series — may refer to:Mathematics and science* Series (botany), a taxonomic rank between genus and species * Series (mathematics), the sum of a sequence of terms * Series circuits, a kind of electrical network * Seriation (archaeology), a method of dating …   Wikipedia

  • Series+ — Séries+ Création 31 janvier 2000 Propriétaire Astral Media (50 %) Canwest Media (50 %) Slogan « La télé des émotions » Langue Français Pays d origine …   Wikipédia en Français

  • SÉRIES+ — Création 31 janvier 2000 Propriétaire Astral Media (50 %) Canwest Media (50 %) Slogan « La télé des émotions » Langue Français Pays d origine …   Wikipédia en Français

  • Séries + — Séries+ Création 31 janvier 2000 Propriétaire Astral Media (50 %) Canwest Media (50 %) Slogan « La télé des émotions » Langue Français Pays d origine …   Wikipédia en Français

  • Series — Se ries, n. [L. series, fr. serere, sertum, to join or bind together; cf. Gr. ??? to fasten, Skr. sarit thread. Cf. {Assert}, {Desert} a solitude, {Exert}, {Insert}, {Seraglio}.] 1. A number of things or events standing or succeeding in order,… …   The Collaborative International Dictionary of English

  • series — [sir′ēz, sē′rēz] n. pl. series [L < serere, to join or weave together < IE base * ser , to line up, join > Gr eirein, to join together, OE searu, a snare, armor, ON sørvi, necklace] 1. a group or number of similar or related things… …   English World dictionary

  • Series 7 — may refer to:*The General Securities Representative Exam, commonly referred to as the Series 7 Exam. It is the most comprehensive financial securities exam offered by the FINRA *, a movie made in 2001. This film is also commonly referred to as… …   Wikipedia

  • Series 90 — (S90) программная платформа для сенсорных смартфонов операционную систему Symbian OS 7.0s. Series 90 была создана на базе платформы Series 80, а также разработок компании Интерфейс устройств на базе S90 визуально похож на интерфейс, используемый… …   Википедия

  • Series 14 — is a qualification examination administered to compliance officials at New York Stock Exchange (NYSE) registered broker/dealers. The 110 question test is intended to ensure that individuals designated as having overall day to day compliance… …   Wikipedia

  • series — I index assemblage II index chain (series) III index hierarchy (arrangement in a series) IV …   Law dictionary

Share the article and excerpts

Direct link
… Do a right-click on the link above
and select “Copy Link”